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Ethnomusicology

History
Modern ethnomusicology originated in the late nineteenth century as part of a quest for universal psychological principles that might be verified empirically and cross-culturally through careful analysis of data gathered from ‘non-Western’ peoples, many of them colonial subjects. Intersecting with other discourses such as philosophy (which became linguistics) and folklore (growing out of romantic nationalism in Europe), ethnomusicology developed three branches: the ‘oriental’, concerned with comparative analysis of ‘high-culture’ European and Asian styles (hence the common term ‘comparative musicology/vergleichende Musikwissenschaft); the ‘primitive’, dealing with ‘nonliterate tribal’ peoples (in Africa, Oceania, Asia, North and South America); and the ‘folk’, concerned with the internal ‘primitives’ of Europe and the United States.

Finally dubbed ‘ethnomusicology’ by Jaap Kunst around 1955 (Kunst 1959), the discipline came of age through institutional grounding in the United States as part of the post-World War II expansion of universities and the invention of an interdisciplinary enterprise called ‘area studies’. The North American ethnomusicology scene became the most populous and, eventually, the most influential. In the 1950s and 1960s, discourse there centered on the perceived split between two wings: the anthropological, represented by scholars like Alan Merriam and David McAllester, who were trained in cultural anthropology, and the musicological. The dispute centered on whether ethnomusicology studied ‘the music itself’, or whether it was necessary always to view the music ‘in context’ after fieldwork immersion in a foreign culture. Mantle Hood’s ‘bimusicality’ project, in the pioneering program at the University of California at Los Angeles (UCLA), privileged experiential initiation into unfamiliar music systems through performance.

By the1970s, this crack had been papered over as scholars moved toward integrating the two approaches. Around this time, it became possible for ‘popular music’ to be considered a fit object of study, for the following reasons (amongst others): (a) classic ethnography of isolated groups became politically difficult, owing to postcolonialism and the global position of the United States; (b) the rise of new, heavily urbanized nation-states meant that there were ever fewer ‘untouched’ peoples to study; (c) globalization of technologies allowed for the dramatic growth of internal and world markets for mass-mediated musics; and (d) scholars began to legitimize studying ‘one’s own’ culture, not just those of ‘others’. As an example of (d), Mark Slobin undertook fieldwork on isolated folk musics in Afghanistan in the late 1960s but, by the early 1970s, noticed that ignoring ‘radio music’ skewed the understanding of local styles (Slobin 1976). By the mid-1970s, Slobin was studying music of his own ‘heritage’ as part of an interest in issues of ethnicity and identity in the United States (Slobin 1982, 1989).

New source materials filtered into research approaches. The work of pioneering folklore-based scholars (for example, Archie Green) demonstrated that early commercial sources – sheet music and, particularly, sound recording – rather than being the detritus of cultural destruction, often represented the benchmark and reservoir of the very local traditions that ethnomusicologists had been seeking all along (Green 1972). Spottswood’s pioneering discography, Ethnic Music on Records (1990), made more precise research possible. Historical studies by ethnomusicologists on North American sub-cultural musics began to appear (Slobin 1982; Glasser 1995), as the dictum that ‘the past is a foreign country’ started to make perfect methodological sense for ethnomusicology, a discipline based on the study of alterity.

In Europe before 1989, East European ethnomusicologists and folklorists engaged in the detailed study of ‘folk’ traditions as part of state-subsidized nationalism under socialist rule, and they have continued in this line of inquiry, generally eschewing the study of popular musics. West European ethnomusicologists have been slow to recognize the ‘ethnic’ and ‘popular’ music in their midsts but, by the late 1990s, it has been generally recognized that styles from former colonies, or those from groups of new immigrants, might form a major area of research, particularly with official recognition in many European Union states that their societies are ‘multicultural’. Initially, research began in Sweden, demonstrating the crossover of forms among the various components of the population; Hemetek has edited a volume with a broad view of musical ‘diversity’ from an Austrian base (1996).

Approaches
In addressing the long and complex interaction of ethnomusicology and popular music studies, the word ‘popular’ needs careful consideration in approaches to the methodologies and results of research. One perspective that might facilitate an understanding of ethnomusicological inquiry would distinguish the study of the ‘popular’ understood as the creation and reception of the most broadly accepted musical forms from the study of the ‘popular’ viewed as a technologically produced and managed commodity, although the two overlap in many respects.

Ethnomusicology and the Broadly Popular
For most of modernity (the mid-eighteenth century on), there has been a cultural practise of plundering the ‘popular’, as understood by the intelligentsia and the upper classes of Euro-American societies. This has meant that the educated and the affluent could spend part of their time collecting bits of culture deemed ancient, typical or customary from the lower classes. The term ‘popular’ was one of the labels applied to such materials, and in some European languages the word retained this meaning, as, for example, in the title of the Musée des arts et traditions populaires in Paris.

The gradual widespread adoption in English of the German-derived terms based on ‘folk’ supplanted this notion of ‘popular’, but ethnomusicologists have continued to study ‘what’s popular’ – meaning not only what’s currently fashionable, or produced by the recording industry cartel, but also what people most commonly or passionately choose as a basis for dancing, listening, identifying with and remembering. This analytical attitude can be subdivided into headings: What is broadly popular among given genders, social formations, locations and so on.

Such an approach sidesteps thorny issues raised by the more materialist approach to the popular detailed below; for example, Keil and Keil (1992) have studied ‘polka happiness’ as a popular musical phenomenon among Polish Americans in a way that includes, but extends beyond, issues of commodification. This perspective holds for numerous studies of popular micromusical systems based on heritage and affinity. It also informs studies of musical forms that move freely between cities and rural areas in many recently urbanized parts of the world (for example, Turino 1993 on Peru), where issues of popular taste spill beyond questions of ‘mediaization’. Even in media-based studies, if they are about local, rather than transnational flow (see Manuel 1993 on India), intense popularity becomes the focus of attention. It is in such ethnographically based work that ethnomusicology remains truest to its roots as the study of small-scale populations and an interest in the older notion of ‘the popular’.

Ethnomusicology and the Technologically Popular
Noted above was ethnomusicology’s historical shift from studying local musics to researching transnationally produced musics, moving from fieldwork on person-to-person transmission to research on the mediated forms of performing and perceiving, now understood as ‘production’ and ‘consumption’. This meant that the ‘cutting-edge’ works of ethnomusicology in the 1980s focused on musics that were popular both locally and technologically, as studies based on both the ethnography and the history of popular forms began to emerge, beginning in Africa (Waterman 1990; Erlmann 1991) and the Caribbean (Austerlitz 1997; Guilbault 1993) and broadening through the 1990s to include many other world areas, such as the United States (Walser 1993), Eastern Europe, once the heartland of ‘folk’ studies (see Slobin’s 1996 anthology), and more and more regions of Africa and Asia (Danielson 1997 on Egypt; Jones 1992 on China). Even a broad survey stressing tradition, Yampolsky’s massive CD anthology of Indonesia (1991), found it necessary to include a representation of ‘classic’ popular musics.

There are (at least) two main reasons for this shift: (a) the simple fact that it is impossible to find a world music in which mediated popular music forms do not play a significant role in local commerce and consciousness; and (b) the advent of the megafield called ‘cultural studies’. Ethnomusicology has found itself surrounded by a huge interdisciplinary literature and methodology that privilege the popular, principally in terms of a Marxist-derived analysis. Cultural studies, beginning in Britain in the 1960s, has channelled off into multiple streams of inquiry that have a materialist bent and a textual frame of analytical reference, approaches that come naturally to ethnomusicology’s concerns. Enhanced by the more traditional ethnographic methods, ethnomusicology has seriously amplified its interdisciplinary voice even as it has tried to avoid the pitfalls and excesses of trendsetting approaches. Institutionally, overlap of membership in organizations like IASPM and the broadening of teaching responsibilities among academics ethnomusicologists to include popular music studies have accelerated the pace of ‘popularization’ of the discipline.

Bibliography

Austerlitz, Paul. 1997. Merengue: Dominican Music and Dominican Identity. Philadelphia: Temple University Press.

Danielson, Virginia. 1997. The Voice of Egypt: Umm Kulthum, Arabic Song, and Egyptian Society in the Twentieth Century. Chicago: University of Chicago Press.

Erlmann, Veit. 1991. African Stars: Studies of Black South African Performance. Chicago: University of Chicago Press.

Glasser, Ruth. 1995. My Music Is My Flag: Puerto Rican Musicians and Their New York Communities, 1917-1940. Berkeley and Los Angeles: University of California Press.

Green, Archie. 1972. Only a Miner. Urbana, IL: University of Illinois Press.

Guilbault, Joyce. 1993. Zouk: World Music in the West Indies. Chicago: University of Chicago Press.

Hemetek, Ursula, ed. 1996. Echo der Vielfalt/Echoes of Diversity. Wien: Böhlau.

Jones, Andrew F. 1992. Like a Knife: Ideology and Genre in Contemporary Chinese Popular Music. Ithaca, NY: East Asia Program, Cornell University.

Keil, Charles and Keil, Angeliki. 1992. Polka Happiness. Philadelphia: Temple University Press.

Kunst, Jaap. 1959. Ethnomusicology: A Study of Its Nature, Its Problems, Methods and Representative Personalities to Which is Added a Bibliography. The Hague: Martinus Nijhoff

Manuel, Peter. 1993. Cassette Culture: Popular Music and Technology in North India. Chicago: University of Chicago Press.

Slobin, Mark. 1976. Music in the Culture of Northern Afghanistan. Tucson, AZ: University of Arizona Press.

Slobin, Mark. 1982. Tenement Songs: The Popular Music of the Jewish Immigrants. Urbana, IL: University of Illinois Press.

Slobin, Mark. 1989. Chosen Voices: The Story of the American Cantorate. Urbana, IL: University of Illinois Press.

Slobin, Mark, ed. 1996. Returning Culture: Musical Changes in Central and Eastern Europe. Durham, NC: Duke University Press.

Spottswood, Richard K. 1990. Ethnic Music on Records: A Discography of Ethnic Recordings Produced in the United States, 1893-1942. Urbana, IL: University of Illinois Press.

Turino, Thomas. 1993. Moving Away From Silence: Music of the Peruvian Altiplano and the Experience of Urban Migration. Chicago: University of Chicago Press.

Walser, Robert. 1993. Running With the Devil: Power, Gender and Madness in Heavy Metal Music. Hanover, NH: Wesleyan University Press/University Press of New England.

Waterman, Christopher. 1990. Jújù: A Social History and Ethnography of an African Popular Music. Chicago: University of Chicago Press.

Yampolsky, Philip. 1991. Music of Indonesia, Vol. 2: Indonesian Popular Music. Washington, DC: Smithsonian/Folkways Records (Smithsonian/Folkways SF- 40056).


MARK SLOBIN
Copyright Continuum International Publishing Group 2002